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2307 Watterson Trail Suite 200, Louisville, KY 40299 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-25 |
| KY | RA | APPROVED | 2025-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clearleaf Finance Llc | Louisville | KY | 02/2013 | Present |
| Karobbins Llc (After Retiring From Security Benefit) | Louisville | KY | 08/2010 | Present |
KARobbins LLC, investment-related, Sanibel, Florida 33957, a single member LLC for private investment and consulting, serving as its Principal, start date - August 2010, spend 16 hours per month, 8 hours during trading hours, with duties involving overseeing invested assets and providing board or strategic business consulting associated with those holdings. UMB Financial Corporation, investment-related, 1010 Grand Boulevard, Kansas City, Missouri 64106, bank holding company, director, start date - April 2000, 8-16 hours per month, 8-16 hours during trading hours, serve as a director on the holding company and bank boards, as a director on the audit committee and chairman of the risk committee. Purestone Loan Services LLC, not investment-related, 2307 Watterson Trail, Louisville, Kentucky 40299, Kentucky LLC, Co-founder and partner, start date - February 2013, 8 hours per month, 8 hours during trading hours, collection services administrative, accounting and operations. Clearleaf Capital LLC, investment-related pass-through entity, 2307 Watterson Trail, Louisville, Kentucky 40299, established to support tax-exempt and other investors to become Noteholders and thus gain debt investor access to the Clearleaf Short Alternative Fund, L.P. without incurring negative tax consequences, serving as co-founder and co-managing member through KARobbins LLC starting December 2017, spending 8 hours per month, 8 hours during trading hours solely to invest as a limited partner in the Clearleaf Short Alternative Fund, L.P. Pasadena Private Lending, investment-related, 2 N. Lake Ave., Suite 520, Pasadena, California 91101, private lending division of Pasadena Private Wealth, board member, start date - Jan. 2024, 4 hours per month, 0 hours during trading hours, serve as a board member.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-24 |
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