Alisa Marie Stearns

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-03
CA	RA	APPROVED	2015-02-26

TX RA
APPROVED_RES

Since 2020-03-03
CA RA
APPROVED

Since 2015-02-26

Branch Locations

2829 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States

Newbury Park, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Woodland Hills	CA	06/2013	Present

06/2013 → Present

Morgan Stanley

Woodland Hills, CA

Previous Registrations

2002-11-08 → 2005-02-28

Morgan Stanley Dw Inc.

Purchase, NY

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-26
S63	Uniform Securities Agent State Law Examination	2000-09-05

S66 Uniform Combined State Law Examination

2015-02-26
S63 Uniform Securities Agent State Law Examination

2000-09-05

Other Names

Alisa Marie Longoria
Alisa Marie Stearns
Alisa Marie Longoria

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews