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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Houston | TX | 07/2008 | 01/2025 |
| Osaic Wealth, Inc. | Houston | TX | 01/2025 | Present |
1) EXECUTOR FOR ESTATE OF ESTER RODRIGUEZ POSITION: Executor NATURE: I'm the Executor for my mother's estate: ESTER RODRIGUEZ (Deceased) INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2022 ADDRESS: 19619 Emerald Ridge Lane, Houston, TX 77094, United States DESCRIPTION: I will be administrating of my mother's estate: gathering assets, paying her debts, and distributing any remaining assets to the beneficiaries. 2) ADVISORS FINANCIAL GROUP, INC PRELLE FINANCIAL GROUP INC. SALES OF LIFE INSURANCE PRODUCTS SUCH AS TRADITIONAL LIFE AND FIXED ANNUITIES. INVESTMENT RELATED, AGENT, OFFERS TRADITIONAL INSURANCE PRODUCTS AS WELL AS INDEXED ANNUITIES, START 1/2009, 4HPM/DTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-02 |
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