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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-10-12 |
Branch Locations
110 E. Broadway Street, Sweetwater, TX 79556 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc | Sweetwater | TX | 08/2003 | 10/2017 |
| Mutual Advisors, Llc. | Omaha | NE | 10/2017 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 10/2017 | 12/2018 |
1. 4TH ELM CHURCH OF CHRIST, NON-PROFIT ORGANIZATION, START DATE: 01/01/05, 400 ELM STREET, SWEETWATER, TX 79556, CHRUCH, DEACON, MEDIA AND PUBLIC RELATIONS, NOT INVESTMENT RELATED, 10 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. SWEETWATER YOUTH SOCCER, NON-PROFIT ORGANIZATION, START DATE: 08/01/09, 110 E BROADWAY STREET, SWEETWATER TX 79556, TREASURER 2 MONTHS PER YEAR, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. D-MAC SERVICES, LLC, START DATE: 11/30/2020, 116, 118, 120 Oak St., Sweetwater, TX 79556, LLC (Jeremy 50%-John 50%), Own Property listed above, Rent to Resturant, 50% Owner, DMac DBA for our Insurance business and also Real Estate Holdings, Own-Maintain property, authorize/make repairs, collect rent, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 4. Sweetwater Education Foundation, Start Date: 01/01/2025, 201 Musgrove, Sweetwater, TX 79556, 501c3 Non-Profit, Education Foundations to Support Teachers and Student Experience, Secretary, Attend Meetings, Fundraisers, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 5. Independent Insurance Agent, Insurance Sales & Services, Not Investment Related, 5-10 hours per month, <1 hour per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-16 |
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