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Jeffrey Harting Mcmahon

LPl Financial LLC

Alexandria, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2012-12-20
  • VA RA
    APPROVED
    Since 2012-12-20

Branch Locations

Alexandria, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Falls Church VA 05/2012 Present
Lpl Financial Annapolis MD 12/2012 Present
  • 05/2012 → Present
    Bbtis
    Falls Church, VA
  • 12/2012 → Present
    Lpl Financial
    Annapolis, MD
Previous Registrations
  • 2012-05-15 → 2012-12-19
    Bb&T Investment Services, Inc.
    Falls Church, VA
    Falls Church, VA
    Charlotte, NC
  • 2004-06-21 → 2012-05-18
    Wells Fargo Clearing Services, Llc
    Alexandria, VA
    Alexandria, VA
    Alexandria, VA
    Falls Church, VA
    Alexandria, VA
    Columbia, MD
    Mclean, VA
  • 1999-10-28 → 2004-06-15
    Morgan Stanley Dw Inc.
    Greenville, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-22
S63 Uniform Securities Agent State Law Examination 1998-09-14
  • S65 Uniform Investment Adviser Law Examination
    1998-09-22
  • S63 Uniform Securities Agent State Law Examination
    1998-09-14

View on SEC IAPD

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