Pablo Ivan Alvarado

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-09-23
MD	RA	APPROVED	2017-05-16
VA	RA	APPROVED	2009-05-22

TX RA
APPROVED_RES

Since 2019-09-23
MD RA
APPROVED

Since 2017-05-16
VA RA
APPROVED

Since 2009-05-22

Branch Locations

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Mclean	VA	05/2009	Present

05/2009 → Present

Lpl Financial

Mclean, VA

Previous Registrations

2006-11-20 → 2009-05-27

Banc Of America Investment Services, Inc.

Mclean, VA

Mclean, VA

Mclean, VA

Mclean, VA

Mclean, VA

Alexandria, VA

Other Businesses

1- 01/06/2026 - Alvarado Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/15/2026 - 160 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-17
S63	Uniform Securities Agent State Law Examination	2005-06-14

S66 Uniform Combined State Law Examination

2006-11-17
S63 Uniform Securities Agent State Law Examination

2005-06-14

Other Names

Pablo Alvarado

View on SEC IAPD