Erik Clayton Anderson

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-05-13

CA RA
APPROVED

Since 2008-05-13

Branch Locations

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Corporation	Coronado	CA	05/2008	Present

05/2008 → Present

Lpl Financial Corporation

Coronado, CA

Previous Registrations

2006-05-31 → 2008-05-06

Wamu Investments, Inc.

San Diego, CA

Coronado, CA

San Diego, CA

San Diego, CA
2000-06-22 → 2003-01-14

Ubs Financial Services Inc.

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-26
S63	Uniform Securities Agent State Law Examination	1998-12-17

S66 Uniform Combined State Law Examination

2000-05-26
S63 Uniform Securities Agent State Law Examination

1998-12-17

View on SEC IAPD

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