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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-05-14 |
| CA | RA | APPROVED | 2024-05-13 |
| TX | RA | APPROVED_RES | 2024-05-13 |
Branch Locations
500 Ygnacio Valley Rd 430 [Satellite], Walnut Creek, CA 94596 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
601 California Suite 1168 [Satellite], San Francisco, CA 94108 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Pleasanton | CA | 10/2015 | 05/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 11/2015 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | San Francisco | CA | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2018 | 05/2024 |
OMAO WM LLC; INV RELATED; WALNUT CREEK, CA; 100% OWNERSHIP; START 09/01/2024; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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