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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-12-23 |
Branch Locations
3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Colorado State Tecp Program | Aurora | CO | 12/2017 | 02/2018 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 03/2018 | 08/2019 |
| Tec-P / Tuliva Academy | Denver | CO | 03/2014 | 08/2017 |
| Allosource | Denver | CO | 09/2017 | 11/2017 |
| Tiaa-Cref Individual And Institutional Services, Llc | Denver | CO | 09/2019 | Present |
| Tiaa | Denver | CO | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-31 |
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