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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-12-03 |
| SD | RA | APPROVED | 2005-02-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Roseville | MN | 09/2002 | Present |
| Focus Financial Network, Inc. | Brandon | SD | 09/2002 | Present |
1. FOCUS FINANCIAL NETWORK, INC. - INVESTMENT ADVISOR BUSINESS. 65% OF TIME. FEES. 2. UNIVERSITY OF NORTHWESTERN (ST PAUL) FOUNDATION MEMBER (TAX-EXEMPT NON-PROFIT ORGANIZATION), THE PURPOSE OF THE FOUNDATION IS TO HELP INDIVIDUALS ACCOMPLISH THEIR CHARITABLE OBJECTIVES AND ASSIST IN THE EXPANSION OF NORTHWESTERN COLLEGE AND MEDIA MINISTRIES. THE FOUNDATION MEETS 3 TIMES A YEAR FOR ABOUT 2 HOURS. THESE MEETING ARE NORMALLY DURING TRADING HOURS. IT IS LOCATED AT 3003 SNELLING AVE. NORTH, ROSEVILLE, MN 55113. 651-631-5100. I STARTED SERVING IN APRIL OF 2012 AND MY TERM OF SERVICE CAN BE RENEWED 3 YEARS. THE FOUNDATION DOES PROVIDE OVERSIGHT OF A THIRD PARTY MONEY MANAGER. THE THIRD PARTY MANAGER IS RESPONSIBLE FOR INVESTMENT DECISIONS. THE FOUNDATION CAN FIRE THE AND HIRE THE MONEY MANAGER. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2002 ADDRESS: 26605 Caley Cir., Brandon SD 57005, United States DESCRIPTION: Review current financial situations. Review Insurance needs and products. Make suggestions based on needs. 4. JDG PROPERTIES, LLC POSITION: Minority Owner (49%) NATURE: It is an LLC that invests in real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 05/06/2024 ADDRESS: 26605 Caley Cir, Brandon SD 57005, United States DESCRIPTION: I am a minority investor that assists the manager (majority owner) in maintaining and managing real estate. 5. UNIVERSITY OF NORTHWESTERN-ST. PAUL POSITION: INVESTMENT COMMITTEE MEMBER NATURE: TAX-EXEMPT NON-PROFIT EDUCATIONAL INSTITUTION INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2024 ADDRESS: 3003 SNELLING AVE. N, ROSEVILLE MN 55113, United States DESCRIPTION: THE COMMITEE PROVIDES OVERSIGHT OF A THIRD-PARTY MONEY MANGER. THE THRID-PARTY MANAGER IS RESPONSIBLE FOR THE INVESTMENT DECISIONS. THE COMMITTEE IS RESPONSIBLE FOR HIRING THE THIRD-PARTY MONEY MANAGER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-07 |
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