Best Investors Account Sign in

Nicole Felix

Ubs Financial Services Inc.

North Bend, WA

Weehawken, NJ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-25
WA RA APPROVED 2018-05-07
CA RA APPROVED 2011-09-26
  • FL RA
    APPROVED
    Since 2022-01-25
  • WA RA
    APPROVED
    Since 2018-05-07
  • CA RA
    APPROVED
    Since 2011-09-26

Branch Locations

North Bend, WA • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc La Jolla CA 07/2010 Present
Other Businesses

OCEAN ENTERPRISED INC / 7710 BALBOA AVE SAN DIEGO,CA 92111 / NO/ PRIVATELY HELD / USD / NO / NO / / START DATE 7/13/15 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-24
  • S66 Uniform Combined State Law Examination
    2011-09-24
Other Names
  • Nicole A Felix
  • Nicole Ann Felix Rodriguez

View on SEC IAPD

More in North Bend, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor