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Aaron Andrew Berman

Ip Financial Advisory Services LLC

Miami, FL

Charlotte, NC

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Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-08-24
  • FL RA
    APPROVED
    Since 2020-08-24

Branch Locations

Miami, FL • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Preston Wealth Advisors, Llc Arlington VA 03/2014 09/2017
Patrick Capital Markets St. Louis MO 09/2017 06/2020
Saxony Capital Management Llc St. Louis MO 09/2017 06/2020
Innovation Partners Charlotte NC 06/2020 Present
Ip Financial Advisory Services Llc Charlotte NC 06/2020 Present
Previous Registrations
Other Businesses

1) BERMAN DISTRIBUTORS, LLC; DBA FOR INVESTMENT RELATED BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-12
S63 Uniform Securities Agent State Law Examination 2001-01-17
  • S65 Uniform Investment Adviser Law Examination
    2007-12-12
  • S63 Uniform Securities Agent State Law Examination
    2001-01-17

View on SEC IAPD

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