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11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-05-08 |
| WA | RA | APPROVED | 2019-02-22 |
| CA | RA | APPROVED | 2018-12-05 |
| TX | RA | APPROVED | 2018-12-05 |
Branch Locations
288 E Jewett Suite 400, White Salmon, WA 98672 • United States
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 11/2010 | 12/2018 |
| Independent Financial Partners | San Diego | CA | 10/2010 | 12/2018 |
| Onedigital Investment Advisors Llc | Overland Park | KS | 12/2018 | Present |
| Triad Advisors | Norcross | GA | 12/2018 | 08/2024 |
| Osaic Wealth, Inc. | San Diego | CA | 08/2024 | 04/2026 |
NON-VARIABLE INSURANCE; INVESTMENT RELATED; 9276 SCRANTON RD, STE 550, SAN DIEGO, CA 92121; SELL NON-VARIABLE INSURANCE; PRODUCER; 5/11/2010; 0.5 HRS/MONTH; 0.5 HRS DURING TRADING; TO SELL LIFE INSURANCE, FIXED ANNUITIES, LTC THROUGH VARIOUS CARRIERS __|__ CHILDRENS BOOK AUTHOR; NOT INVESTMENT RELATED; 14219 BERNABE CT, SAN DIEGO, CA 92129; AUTHOR/PUBLISHING; AUTHOR; 2/16/2016; 0 HRS/MONTH; 0 HRS DURING TRADING; AUTHORED A BOOK WHICH HAS BEEN SELF-PUBLISHED AND OFFERED FOR SALE __|__ TRUSTEE; INVESTMENT RELATED; WHITE SALMON, WA 98672; TRUSTEE/FIDUCIARY; TRUSTEE; 7/11/2013; 0 HRS/MONTH; 0 HRS DURING TRADING; TRUSTEE OF FAMILY TRUST __|__ RENTAL PROPERTY; NOT INVESTMENT RELATED; LAHAINA, HI 96761; RENTAL PROPERTY; OWNER; 10/18/2010; 1 HR/MONTH; 0 HRS DURING TRADING; ONE-QUARTER OWNER OF A RENTAL CONDO IN MAUI __|__ RENTAL PROPERTY; NOT INVESTMENT RELATED; WHITE SALMON, WA 98672; RENTAL OF SECOND HOME THROUGH AIRBNB; OWNER-HOST; 11/2019; 1 HR/MONTH; 0 HRS DURING TRADING; PLACE THE HOUSE IN THE AIRBNB NETWORK AND ALLOW PEOPLE TO BOOK THROUGH A CO-HOST __|__ SECCA TEXAS PROPERTY LLC; NOT INVESTMENT RELATED; SURPRISE, AZ 85387; MANAGING MEMBER; 2/2026; 1 HR/MO DEVOTED; 0 HOURS DURING TRADING; RENTAL PROPERTY OWNER __|__ SEAN M CIEMIEWICZ NOTARY PUBLIC; NOT INVESTMENT RELATED; 288 E JEWETT, #400, WHITE SALMON, WA 98672; NOTARY SERVICES AS NEEDED FOR CLIENTS AND PROSPECTS; LICENSED NOTARY; 3/9/2020; 1 HR/MONTH; < 1 HR DURING TRADING; PERFORM NOTARY SERVICES FOR CLIENTS AND PROSPECTS __|__ ONEDIGITAL INVESTMENT ADVISORS LLC; INVESTMENT RELATED; 288 E JEWETT BLVD, STE 400, WHITE SALMON, WA 98672; FINANCIAL ADVISORY SERVICES; SENIOR VICE PRESIDENT-INVESTMENT; 2/2020; 160-200 HRS/MONTH; 6.5 HRS DURING TRADING; FINANCIAL ADVISORY SERVICES AND INVESTMENT MANAGEMENT __|__ THE BRUIN CLUB; NOT INVESTMENT RELATED; COLUMBIA HIGH SCHOOL, 1455 NW BRUIN COUNTRY RD, WHITE SALMON, WA 98672; NATURE OR STRUCTURE OF BUSINESS: NON-PROFIT BOOSTER CLUB FOR ATHLETICS AND EXTRACURRICULAR ACTIVITIES OF COLUMBIA HIGH SCHOOL, WHITE SALMON, WA; PRESIDENT; 1/1/2023; 5 HRS/MONTH DEVOTED; 0 DURING SECURITIES TRADING HOURS; NEWLY FORMED ORGANIZATION TO WHICH I AM ASSISTING WITH DEVELOPMENT __|__ KAANAPALI ALII RENTAL OWNERS CORPORATION; NOT INVESTMENT RELATED; LAHAINA, HI 96761; BOARD MEMBER; SECRETARY; 10/24/2024; 2 HRS/MONTH; 0 HOURS DURING SECURITIES TRADING; LIAISON BETWEEN OWNERS OF RENTAL PROPERTIES IN THE COMPLEX AND THE MANAGEMENT COMPANY. TAKING NOTES AT MEETINGS AND WORKING WITH THE MANAGEMENT COMPANY ON THEIR EFFORTS TO MARKET THE RESORT __|__ KAANAPALI ALII ASSOCIATION OF APARTMENT OWNERS BOARD OF DIRECTORS; NOT INVESTMENT RELATED; SURPRISE, AZ 85387; HOA; DIRECTOR; 11/2025; 5 HRS/MO DEVOTED; 0 HOURS DURING TRADING; HOA DIRECTOR FOR KAANAPALI ALII IN LAHAINA, HI __|__ SECCA BR1 AZ LLC (BODYROK FRANCHISE); NOT INVESTMENT RELATED; 16786 W BRONCO TRL, SURPRISE, AZ 85387; BOUTIQUE FITNESS / PILATES STUDIO FRANCHISE; OWNER; 4/1/2026; 40 HRS/MONTH; 0 HRS DURING TRADING; OWNERSHIP INTEREST IN FITNESS STUDIO FRANCHISE. RESPONSIBILITIES INCLUDE ASSISTING WITH BUSINESS DEVELOPMENT AND BOOKKEEPING. ACTIVITY CONDUCTED OUTSIDE SECURITIES TRADING HOURS __|__
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-27 |
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