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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-11-02 |
| TX | RA | APPROVED | 2009-10-30 |
Branch Locations
3027 Townsgate Rd Ste 200, Westlake Village, CA 91361-5863 • United States
Agoura Hills, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Woodland Hills | CA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Westlake Village | CA | 03/2020 | Present |
Other Business Activities; Valley Waves 16U Softball Coach; Unpaid coaching position to coach my daughter's travel softball team.; 28908 Canmore Street, , Agoura Hills, CA, 91301; Not Investment-Related; 08/15/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-13 |
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