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Current Employers
Continuum Wealth Strategies, Llc

Reston, VA • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-05-04
VA RA APPROVED 2015-04-08
CA RA APPROVED 2013-12-13
  • CO RA
    APPROVED
    Since 2018-05-04
  • VA RA
    APPROVED
    Since 2015-04-08
  • CA RA
    APPROVED
    Since 2013-12-13

Branch Locations

Reston, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Reston VA 12/2013 Present
Continuum Wealth Strategies Reston VA 12/2013 Present
  • 12/2013 → Present
    Lpl Financial, Llc
    Reston, VA
  • 12/2013 → Present
    Continuum Wealth Strategies
    Reston, VA
Previous Registrations
  • 2009-07-07 → 2013-12-13
    Cetera Wealth Services, Llc
    Long Beach, CA
  • 2008-12-05 → 2009-06-17
    Los Angeles, CA
Other Businesses

1. 1/28/2014 - CONTINUUM WEALTH STRATEGIES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/30/2014 - CONTINUUM WEALTH STRATEGIES - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - Time Spent 90% - RIA. 3. 11/16/2021 - Vail Resorts - Not Investment Related - Beaver Creek Mountain, 210 Offerson Rd, Avon, CO 81620 - Outside/W-2 Employment - Ski Instructor - Started 12/15/2017 - 11 Hours Per Month/9 Hours During Securities Trading - Teach skiing during part of the ski season.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-03
  • S66 Uniform Combined State Law Examination
    2008-12-03
Designations

View on SEC IAPD

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