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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-20 |
| TX | RA | APPROVED | 2026-08-20 |
| VA | RA | APPROVED | 2026-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 01/2017 |
| Wells Fargo Advisors Financial Network, Llc | Richmond | VA | 01/2017 | 11/2021 |
| Stifel Independent Advisors, Llc | Richmond | VA | 11/2021 | 08/2026 |
| Equitable Advisors, Llc | Holmes Beach | FL | 08/2026 | Present |
1. Herndon Wealth Management; 7275 Glen Forest Drive Suite 203, Richmond, VA 23226; Financial Services; Owner of LLC; 12/16/2021; 8 Hours per Day; During Securities Trading Hours; Investment-Related. 2.Herndon Wealth Management; 7275 Glen Forest Drive Suite 203, Richmond, VA 23226; Financial Services; Trustee for 401K Plan; 01/12/2017; 8 Hours per Day; During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-10 |
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