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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-12-19
  • LA RA
    APPROVED
    Since 2024-12-19

Branch Locations

1452 Pressburg St, New Orleans, LA 70122 • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Metairie LA 11/1999 03/2023
Ameriprise Financial Services, Llc Minneapolis MN 11/2024 Present
Evergreen Solutions, Llc New Orleans LA 04/2023 Present
  • 11/1999 → 03/2023
    Ameriprise Financial Services, Inc.
    Metairie, LA
  • 11/2024 → Present
    Minneapolis, MN
  • 04/2023 → Present
    Evergreen Solutions, Llc
    New Orleans, LA
Previous Registrations
Other Businesses

Business Ownership; Evergreen Solutions, LLC; Owner; Consulting; 141 Allen Toussaint Blvd #313, , New Orleans, LA, 70124; Not Investment-Related; 06/10/2023; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-14
S63 Uniform Securities Agent State Law Examination 1999-11-08
  • S65 Uniform Investment Adviser Law Examination
    2016-06-14
  • S63 Uniform Securities Agent State Law Examination
    1999-11-08
Other Names
  • Theresa Barnard
  • Theresa Marie Barnard

View on SEC IAPD

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