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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-08-15
MA RA APPROVED 2024-06-26
TX RA APPROVED_RES 2024-06-18
  • VI RA
    APPROVED
    Since 2025-08-15
  • MA RA
    APPROVED
    Since 2024-06-26
  • TX RA
    APPROVED_RES
    Since 2024-06-18

Branch Locations

89 Newbury St. Ste. 302, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2006 06/2024
Commonwealth Financial Network Topsfield MA 05/2006 06/2024
Cambridge Investment Research, Inc. Fairfield IA 06/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2024 Present
Previous Registrations
  • 2006-05-23 → 2024-06-17
    Danvers, MA
  • 2004-10-20 → 2006-05-23
    Banc Of America Investment Services, Inc.
    North Reading, MA
    North Reading, MA
  • 2004-06-01 → 2004-10-20
    Quick & Reilly, Inc.
    Cambridge, MA
  • 2000-03-09 → 2003-01-31
    Salem, MA
Other Businesses

1) RICHARD E PERRY JR JUSTICE OF THE PEACE, GLOUCESTER MI, 01/2003, OWNER, CIVIC/RELIGIOUS, NIR, 10 HR/MO 0 HR/MO TRADING 2) NOTARY PUBLIC, 89 NEWBURY STREET SUITE 302 DANVERS MA, 06/2024, AGENT, CIVIC, NIR, 1 HR/MO 1 HR/MO TRADING 3) THORNHILL FINANCIAL SERVICES, LLC, 89 Newbury Street, Suite 302, Danvers MA 01923, United States, 06/15/2024, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO 20 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/26/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-10
S63 Uniform Securities Agent State Law Examination 1998-09-02
  • S65 Uniform Investment Adviser Law Examination
    1998-09-10
  • S63 Uniform Securities Agent State Law Examination
    1998-09-02
Other Names
  • Richard Earle Perry
  • Rick Perry

View on SEC IAPD

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