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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-07-02 |
| NH | RA | APPROVED | 2004-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Burlington | MA | 03/2004 | Present |
| Bank Of America,N.A. | Burlington | MA | 06/2011 | Present |
I*1048566 For profit or not for profit: Name of outside business organization: Salem Country Club Investment related: N Address of business: Peabody, Massachusetts, 01960 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 12/1/2022 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I will be a member of the investment committee for Salem Country Club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-01 |
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