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Jeffrey James Kustes

Rbc Capital Markets, LLC

Boston, MA

Boston, MA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-18
  • CT RA
    APPROVED
    Since 2025-02-18

Branch Locations

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Boston MA 01/2016 12/2016
Morgan Stanley Boston MA 12/2016 12/2020
Ubs Financial Services Inc Wilmington MA 03/2021 02/2025
Rbc Capital Markets, Llc Boston MA 02/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-02
S63 Uniform Securities Agent State Law Examination 2010-03-18
  • S66 Uniform Combined State Law Examination
    2016-07-02
  • S63 Uniform Securities Agent State Law Examination
    2010-03-18

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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