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4 Greenwich Office Park, Greenwich, CT 06831 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-07-30 |
| CA | RA | APPROVED | 2026-05-28 |
| IL | RA | APPROVED | 2026-05-28 |
| VA | RA | APPROVED | 2026-04-23 |
| CT | RA | APPROVED | 2026-04-22 |
| NY | RA | APPROVED | 2026-04-22 |
Branch Locations
4 Greenwich Office Park, Greenwich, CT 06831 • United States
4 Greenwich Office Park, Greenwich, CT 06831 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-28 |
| FL | RA | APPROVED | 2026-05-28 |
| IL | RA | APPROVED | 2026-05-28 |
| NE | RA | APPROVED | 2026-05-28 |
| NY | RA | APPROVED | 2021-05-09 |
| TX | RA | APPROVED | 2021-04-26 |
| MA | RA | APPROVED | 2018-12-13 |
| CT | RA | APPROVED | 2018-07-24 |
Branch Locations
4 Greenwich Office Park, Greenwich, CT 06831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Btig Llc | Greenwich | CT | 09/2013 | 01/2018 |
| Fairlead Strategies | Greenwich | CT | 02/2018 | Present |
| Fairlead Asset Managment | Greenwich | CT | 01/2026 | Present |
Endowment Committee of Christ Church of Greenwich aprox 1 hour a month. Fairlead Strategus LLC, Fairlead Asset Management and Fairlead Strategies are under common ownership and control.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-21 |
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