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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
PA RA APPROVED 2017-10-27
  • TX RA
    APPROVED
    Since 2026-03-23
  • PA RA
    APPROVED
    Since 2017-10-27

Branch Locations

1001 Old Cassatt Rd Suite 206, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co St. Paul MN 08/2007 10/2017
Securian Financial Services, Inc St. Paul MN 08/2007 10/2017
Legancy Planning Partners Plymouth Meeting PA 08/2007 10/2017
Tegler Machenry West Chester PA 08/2007 10/2017
American General Life West Chester PA 08/2007 10/2017
Commonwealth Financial Network Waltham MA 10/2017 Present
  • 08/2007 → 10/2017
    Minnesota Life Insurance Co
    St. Paul, MN
  • 08/2007 → 10/2017
    Securian Financial Services, Inc
    St. Paul, MN
  • 08/2007 → 10/2017
    Legancy Planning Partners
    Plymouth Meeting, PA
  • 08/2007 → 10/2017
    Tegler Machenry
    West Chester, PA
  • 08/2007 → 10/2017
    American General Life
    West Chester, PA
  • 10/2017 → Present
    Waltham, MA
Previous Registrations
  • 2008-03-07 → 2017-10-27
    Securian Financial Services, Inc.
    Plymouth Meeting, PA
    West Chester, PA
  • 2000-08-22 → 2005-04-14
    Malvern, PA
Other Businesses

1.Fixed insurance sales; as of 08/31/2017; approximately 10% time spent during securities trading hours per month; conducted at branch location; investment related. 2. Sole owner of operating company which facilitates his marketing, entertainment, and other personal business expenses. 3. Co owner, High Point Financial, LLC, a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 09/21/217; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-03
  • S66 Uniform Combined State Law Examination
    1998-10-03
Designations

View on SEC IAPD

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