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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| PA | RA | APPROVED | 2017-10-27 |
Branch Locations
1001 Old Cassatt Rd Suite 206, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Co | St. Paul | MN | 08/2007 | 10/2017 |
| Securian Financial Services, Inc | St. Paul | MN | 08/2007 | 10/2017 |
| Legancy Planning Partners | Plymouth Meeting | PA | 08/2007 | 10/2017 |
| Tegler Machenry | West Chester | PA | 08/2007 | 10/2017 |
| American General Life | West Chester | PA | 08/2007 | 10/2017 |
| Commonwealth Financial Network | Waltham | MA | 10/2017 | Present |
1.Fixed insurance sales; as of 08/31/2017; approximately 10% time spent during securities trading hours per month; conducted at branch location; investment related. 2. Sole owner of operating company which facilitates his marketing, entertainment, and other personal business expenses. 3. Co owner, High Point Financial, LLC, a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 09/21/217; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-03 |
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