Kathryn L. Halonen

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2011-01-20

MI RA
APPROVED

Since 2011-01-20

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Troy	MI	06/1998	Present

06/1998 → Present

Ubs Financial Services Inc.

Troy, MI

Other Businesses

1. East Hills Middle School PTO, The PTO is a parent-led organization that promotes and engages in meaningful conversations among families, teachers, administration and the community. It also sponsors and organizes events that enrich the student's experiences with the school, other students and the broader community, PTO Treasure, Preparing an annual budget and updating the financials and balancing the books throughout the year. Depositing cash when received to the district account, start date-9/8/2020, Bloomfield HillsMichigan United States-48304. 2)Bloomfield Hills High School - Football Boosters Treasurer Role,MichiganUnited States,Education,Fundraising and providing support for high school football programs and events,Treasurer of the football boosters volunteer committeeMonitoring and recording of football dues and fundraising activities and expenses.Start date -2/2/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-09
S63	Uniform Securities Agent State Law Examination	1998-09-08

S65 Uniform Investment Adviser Law Examination

1998-09-09
S63 Uniform Securities Agent State Law Examination

1998-09-08

Designations

Other Names

Kathryn Louise Dozeman

View on SEC IAPD