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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
3400 W. Lawrence Avenue, Chicago, IL 60625 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments Llc | Chicago | IL | 05/2005 | 01/2025 |
| Wayne Hummer Investments Llc | Chicago | IL | 02/2013 | 01/2025 |
| Lpl Financial Llc | Chicago | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments Insurance Agency- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2011- 8 Hours Per Month- 8 Hours During Trading 2. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/05/2005- 160 Hours Per Month- 160 Hours During Trading 3. 01/2025-VMC3 LLC- Business Owner- Not INV Related- At Illinois- Start date 01/01/2021- 10 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-26 |
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