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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-21 |
| ID | RA | APPROVED | 2009-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2009 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2009 | Present |
1) CONFLUENCE INVESTORS, 3640 COUNTRY CLUB CT, LEWISTON, ID 12/22/05 AS MEMBER OF INVESMENT CLUB PARTICIPANT. INV REL . DEVOTES 2 HRS/MO- NONE DURING TRADING. 2) CLEARWATER ESTATE PLANNING COUNCIL, 1219 IDAHO ST, LEWISTON, ID, PROFESSIONAL ASSOCIATION, 09/01/20, INV REL, MEMBER, 1/MO- 0/TRADING 3) RENTAL PROPERTY OWNER, 3640 COUNTRY CLUB CT, LEWISTON, ID, 01/15/2014. AS OWNER OF A VACATION PROPERTY WITH TWO HOMES. SPENDS 2 HR/MO, NONE DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-35/WK-25/TRADING 07/31/09 5) NATIONAL SKI PATROL, 133 SOUTH VAN GORDON STREET, LAKEWOOD, CO, VOLUNTEER SKI PATROL MEMBER, 03/28/21, NIR, 130 HR/YR- 0/TRADING HR. 6) CRAWFORD FINANCIAL PLANNING, 3640 Country Club Ct., Lewiston ID 83501, 04/01/2001, Owner, Insurance/Benefits/Human Resources, NIR, 20 HR/MO, 12 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-17 |
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