Gary Edward Adkin

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-12-07
TX	RA	APPROVED	2015-12-04

FL RA
APPROVED

Since 2015-12-07
TX RA
APPROVED

Since 2015-12-04

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Palm Beach Gardens	FL	12/2015	Present

12/2015 → Present

Stifel, Nicolaus & Company, Incorporated

Palm Beach Gardens, FL

Previous Registrations

2009-01-21 → 2015-12-09

Barclays Capital Inc.

Palm Beach, FL

New York, NY
2008-07-08 → 2008-10-15

Lehman Brothers Inc.

Palm Beach, FL

Palm Beach, FL

New York, NY

Other Businesses

1. Palm Beach Atlantic University - Rinker School of Business; 901 S Flagler Dr, West Palm Beach, FL 33401; Private University; Advisory Board Member; Provide advice to the Dean; 06/01/2022; 4 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-03
S63	Uniform Securities Agent State Law Examination	1999-07-13

S66 Uniform Combined State Law Examination

2008-07-03
S63 Uniform Securities Agent State Law Examination

1999-07-13

Other Names

Gary E Adkin

View on SEC IAPD