Steven P Lipp

Current Employers

Employment History

• 07/2011 → 11/2019
  Bank Of America, N.A.
  Austin, TX
• 11/2019 → Present
  Stifel Nicolaus & Co Inc
  Dallas, TX

Previous Registrations

• 2011-04-06 → 2019-11-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
  Austin, TX
  New York, NY
  Frisco, TX
  Dallas, TX
  Frisco, TX
• 2010-11-17 → 2011-03-03
  Ameriprise Financial Services, Llc
  Fort Worth, TX
• 2009-06-16 → 2009-09-04
  U.S. Bancorp Investments, Inc.
  Englewood, CO
  Colorado Springs, CO
  Aspen, CO
  Longmont, CO
  Saint George, UT
  Littleton, CO
  Salt Lake City, UT
  Salt Lake City, UT
  Murray, UT
  Colorado Springs, CO
  Salt Lake City, UT
  Englewood, CO
  Hurricane, UT
  Denver, CO
  Saint George, UT
  Kearns, UT
  Park City, UT
  West Valley City, UT
  Erie, CO
  Cedar City, UT
  Commerce City, CO
  Firestone, CO
  Magna, UT
  Salt Lake City, UT
  Peyton, CO
  Colorado Springs, CO
  Colorado Springs, CO
  West Jordan, UT
  Heber City, UT
  Salt Lake City, UT
  Longmont, CO
  Cedaredge, CO
  Denver, CO
  Dillon, CO
  Frisco, CO
  Edwards, CO
  Gypsum, CO
  Broomfield, CO
  Glenwood Springs, CO
  Salt Lake City, UT
  Lakewood, CO
  Vail, CO
  Granby, CO
  Salt Lake City, UT
  Denver, CO
  Avon, CO
  Breckenridge, CO
  Glenwood Springs, CO
  Telluride, CO
  Saint George, UT
  Vail, CO
• 2003-06-27 → 2009-02-09
  Banc Of America Investment Services, Inc.
  Memphis, TN
  Urbandale, IA
  Overland Park, KS
  Wichita, KS
  Liberty, MO
  Oklahoma City, OK
  Kansas City, MO
  Tulsa, OK
  Prairie Village, KS
  Norman, OK
  Salina, KS
  Garden City, KS
  Lees Summit, MO
  Kansas City, MO
  Topeka, KS
  Blue Springs, MO
  Olathe, KS
  Addison, TX
• 1998-08-13 → 2003-06-30
  Morgan Stanley Dw Inc.
  Houston, TX

Other Businesses

1. Stone Road Farms LLC; 2336 E. Stone Rd, Wylie, TX 75098; Raise and sell grass fed beef; Partner; Raise cattle for beef production; 7/19/24; 10 hr/wk; Not During Securities Trading Hours; Investment Related. 2. Wylie Church of Christ; 901 S Ballard Ave Wylie TX 75098; Church; Elder - spiritual direction of the congregation; Oversight of spiritual and business decisions; 12/3/2024; 12 hrs/week; Not during securities trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-14
• S63 Uniform Securities Agent State Law Examination
  1998-08-03

Other Names

• Steven Patrick Lipp
• Steven P Lipp
• Steven Patrick Lipp