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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
3939 Belt Line Rd Ste 310, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 03/2017 |
| Securities America Advisors, Inc. | Addison | TX | 03/2017 | 06/2024 |
| Securities America, Inc. | Addison | TX | 03/2017 | 06/2024 |
| Osaic Wealth, Inc. | Addison | TX | 06/2024 | Present |
1. INCOME BY DESIGN - DBA 2. INSURANCE POSITION: insurance sales NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 03/31/2017 ADDRESS: 3939 Belt Line Rd., Ste 310, ADDISON TX 75001-0000, United States DESCRIPTION: Sales of insurance products 3. TXLP, LLC POSITION: consultant NATURE: TXLP,LLC DBA: Life Planning for Families of Special Needs, Inc This is a one on one consulting company providing advice to special need families in a well rounded format. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/23/2007 ADDRESS: 3939 Belt Line Rd., Ste. 310, Addison TX 75001-5833, United States DESCRIPTION: This is a one on one consulting company providing advice to special need families in a well rounded format. 4. FOR FAMILIES OF SPECIAL NEEDS, LP POSITION: consultant NATURE: For Families of Special Needs, LP is a 501c(3) that assists families of special needs in applying for and appealing for any SSI or waiver benefits for which they might qualify. It also provides educational seminars and workshops for those families. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/23/2007 ADDRESS: 3939 BELT LINE RD, STE 310, ADDISON TX 75001-0000, United States DESCRIPTION: Serve and act as a consultant and instructor at seminars and workshops. Also listed on board as Vice-President
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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