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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Erie | PA | 06/1998 | Present |
| Bank Of America, N.A. | Erie | PA | 11/2009 | Present |
I*548300For profit or not for profit: Entity For ProfitName of outside business organization: SAM2 LLCInvestment related: NAddress of business: Erie, Pennsylvania, 16506Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 12/31/2020Number of hours devoted: 0 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , 1/4 Owner Real Estate Limited Partnership. No current responsibilities. I*83034For profit or not for profit: For-Profit OrganizationName of outside business organization: Evanston PartnershipInvestment related: NAddress of business:Erie, Pennsylvania 16506Nature of business: Partnership,Position, title, association: Family Held, Start date of relationship: 7/15/2015Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Real Estate Limited Partnership I*3404272, Entity Type: , Name of OBA: Rental Property 1, Address: Hilton Head, South Carolina, 29928, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 01/02/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-14 |
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