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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-24
  • PA RA
    APPROVED
    Since 2010-06-24

Branch Locations

510 Cranberry St, Erie, PA 16507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Erie PA 06/1998 Present
Bank Of America, N.A. Erie PA 11/2009 Present
Other Businesses

I*548300For profit or not for profit: Entity For ProfitName of outside business organization: SAM2 LLCInvestment related: NAddress of business: Erie, Pennsylvania, 16506Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 12/31/2020Number of hours devoted: 0 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , 1/4 Owner Real Estate Limited Partnership. No current responsibilities. I*83034For profit or not for profit: For-Profit OrganizationName of outside business organization: Evanston PartnershipInvestment related: NAddress of business:Erie, Pennsylvania 16506Nature of business: Partnership,Position, title, association: Family Held, Start date of relationship: 7/15/2015Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Real Estate Limited Partnership I*3404272, Entity Type: , Name of OBA: Rental Property 1, Address: Hilton Head, South Carolina, 29928, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 01/02/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-14
  • S66 Uniform Combined State Law Examination
    1998-09-14
Other Names
  • Mary B Lindquist
  • Mary Bernice Lindquist

View on SEC IAPD

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