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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-12-12 |
| TX | RA | APPROVED | 2012-12-11 |
Branch Locations
1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States
Moraga, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Walnut Creek | CA | 12/2012 | Present |
| City National Bank | Walnut Creek | CA | 05/2018 | Present |
1) NAME OF ENTITY: Oakland Land & Cattle Company ADDRESS: 230 Scofield Drive, Moraga, Ca, 94556 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE:22/10/1999 CAPACITY: Owner, Treasurer DUTIES: Secretary Treasurer for Oakland Land & Cattle Company. Its a private hunting club in California. We don't have any earned income. We collect $24k annually for member dues. We spend $24k annually. The club doesn't own any investments. We have a checking account that is used to collect dues and pay annual bills. Oakland Land and Cattle is a non profit organization. I inherited my share 1/8th of Oakland Land & Cattle in October 1999. My role as treasurer is managing our annual budget and paying bills. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-05 |
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