Inactive

Alice Lorraine Boytz

Northwest Asset Management

Mercer Island, WA

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Current Employers

Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-10-25

WA RA
APPROVED

Since 2023-10-25

Branch Locations

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Washington	Seattle	WA	11/2015	02/2023
Nwam, Llc Dba Northwest Asset Management	Mercer Island	WA	02/2023	Present

11/2015 → 02/2023

University Of Washington

Seattle, WA
02/2023 → Present

Nwam, Llc Dba Northwest Asset Management

Mercer Island, WA

Previous Registrations

2010-03-01 → 2016-03-31

Northwest Asset Management

Mercer Island, WA

Mercer Island, WA
2006-08-12 → 2008-08-29

Ubs Financial Services Inc.

Seattle, WA
1999-02-02 → 2006-08-12

Piper Sandler & Co.

Seattle, WA

Minneapolis, MN

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-25
S63	Uniform Securities Agent State Law Examination	1998-08-10

S65 Uniform Investment Adviser Law Examination

2023-10-25
S63 Uniform Securities Agent State Law Examination

1998-08-10

View on SEC IAPD

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