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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-09-15
NH RA APPROVED 2025-09-12
  • ME RA
    APPROVED
    Since 2025-09-15
  • NH RA
    APPROVED
    Since 2025-09-12

Branch Locations

2211 Congress Street, Portland, ME 04122 • United States

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Epsom NH 04/2015 08/2025
Td Bank, Na Portland ME 08/2025 Present
Td Private Client Wealth Llc Portland ME 08/2025 Present
Previous Registrations
  • 2015-04-17 → 2025-09-08
    Epsom, NH
    Fort Mill, SC
    Epsom, NH
  • 2013-05-20 → 2015-03-31
    Osaic Fs, Inc.
    Concord, NH
    Concord, NH
Other Businesses

1. 1/3/2017 - No Business Name - Investment Related - Madison, NH - Real Estate Rental - Start 01/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Rent vacation property. 2. 1/18/2017 - No Business Name - Not Investment Related - Home Based - Other-Farming - Started 06/01/2014 - 4 Hours Per Month/0 Hours Per Month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-17
S63 Uniform Securities Agent State Law Examination 1998-09-29
  • S65 Uniform Investment Adviser Law Examination
    2013-05-17
  • S63 Uniform Securities Agent State Law Examination
    1998-09-29
Other Names
  • Jennifer Parsons
  • Jennifer Ann Sullivan
  • Jennifer Ann Sullivan
  • Jennifer Sullivan Orr
  • Jennifer Orr

View on SEC IAPD

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