Anne Tunney Gagnon

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2004-08-30

CT RA
APPROVED

Since 2004-08-30

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

310 Heights Rd, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Darien	CT	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Darien	CT	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Darien, CT
11/2016 → Present

Wells Fargo Clearing Services, Llc

Darien, CT

Other Businesses

FRIENDS OF MALTA HOUSE; INV RELATED; NORWALK, CT; BOARD OF TRUSTEES CHAIR; START 5/18/2021; .5 HOURS PER MONTH; ZERO HOURS DURING TRADING; REVIEW THE INVESTMENT STATUS, ENSURE THE INVESTMENT MANAGER IS APPROVING THE ALLOCATION PER THE IPS, AND APPROVE ANNUAL DISBURSEMENTS. MALTA HOUSE, INV RELATED, NORWALK, CT, FINANCE COMMITTEE MEMBER, START 6/1/2023, .5 HOURS PER MONTH, ZERO HOURS DURING TRADING, DISCUSSING CASH FLOW, BUDGET, AND VOTING ON EXPENSES VERSUS INCOME.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-08-27
S63	Uniform Securities Agent State Law Examination	1998-11-24

S65 Uniform Investment Adviser Law Examination

2004-08-27
S63 Uniform Securities Agent State Law Examination

1998-11-24

Other Names

Anne Tunney Noonan
Anne Tunney Gagnon
Anne Tunney Noonan

View on SEC IAPD