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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial | Essex | MA | 09/2014 | Present |
| Voya Financial Partners | Essex | MA | 09/2014 | Present |
1) COMMERCIAL CLAMMING AND FISHING 30 COUNTY P.O.BOX 233, ESSEX MA. 01929. HARVEST OF CLAMS AND STRIPPED BASS FROM ESSEX BAY. SOLE PROPRIETER. SOLE PROPRIETER, 06/2009. 20HRS/MO, 0HRS/MO/SEC, THE ACTIVITY WOULD CONSIST OF ONE OR TWO 6-HOUR TRIPS ON WEEKENDS DURING THE SUMMER TO HARVEST CLAMS AND/OR STRIPPED BASS, WHICH ARE THEN SOLD TO A LICENSED SEAFOOD DEALER. I HOLD A CURRENT LICENSES FOR THE SPECIFIED ACTIVITY WITH BOTH THE COMMON WEALTH OF MASSACHUSETTS AND TOWN OF ESSEX. 2) ESSEX HANDLE COMPANY, 30 COUNTY RD. PO BOX 233 ESSEX, MA 01929, FABRICATION AND SALE OF CLAMMING FORKS AND REPLACEMENT HANDLES, SOLE PROPRIETOR, SOLE PROPRIETOR, 4/15/2010, 5HRS/MO, 0HRS/MO/SEC, FABRICATION OF CLAMMING FORKS AND REPLACEMENT HANDLES, WHICH ARE THEN TO BE SOLD WHOLESALE TO A SMALL NUMBER OF HARDWARE AND FISHING TACKLE STORES IN THE LOCAL AREA SURROUNDING IPSWICH BAY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-31 |
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