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6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-26 |
| TN | RA | APPROVED | 2016-11-09 |
Branch Locations
6025 Brookvale Lane Suite 160, Knoxville, TN 37919 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Tennessee | Knoxville | TN | 09/2001 | 10/2016 |
| First Tennessee Brokerage | Knoxville | TN | 10/2001 | 10/2016 |
| Ftb Advisors, Inc. | Knoxville | TN | 10/2013 | 10/2016 |
| Lpl Financial Llc | Knoxville | TN | 10/2016 | Present |
| Tvamp | Knoxville | TN | 10/2016 | Present |
| Tennessee Brokerage Agency | Knoxville | TN | 10/2016 | Present |
1. 10/31/2016 - TVAMP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/13/2016 - 25 Hours Per Month/20 Hours During Securities Trading - Time Spent 49%. 2. 11/15/2016: TVAMP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/13/2016 - 25 Hours Per Month/20 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through TVAMP , an independent investment advisor firm. I started this business activity in October 2016 I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/12/2016 - Tennessee Brokerage Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/08/2016 - 1 Hour Per Month During Securities Trading 4. 06/09/2023 - Knox Youth Sports - Not Investment Related - Knoxville, TN - Outside/W-2 Employment - Start Date 04/01/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading 5. 05/14/2025 - Act in a Fiduciary Capacity for Ann Marie Conaty - Non-Investment Related - Not Compensated - Start Date: 08/21/2019
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-22 |
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