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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-01-29 |
Branch Locations
Wilmington, NC • United States
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Wilmington | NC | 10/2014 | 03/2017 |
| Securities America Advisors | Wilmington | NC | 10/2014 | 03/2017 |
| Cetera Investment Serivices Llc | St. Cloud | MN | 03/2017 | 12/2017 |
| Cetera Investment Advisors | Wilmington | NC | 03/2017 | 12/2017 |
| First National Bank Of Pa | Wilmington | NC | 03/2017 | 12/2017 |
| Capital Investment Group, Inc. | Raleigh | NC | 01/2018 | Present |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 01/2018 | Present |
1. FERRELL FARMS, LLC. CO-OWNER. FAMILY FARM - INHERITED IN 2005. ROLE INCLUDES OVERSEE RENTALS AND LEASE OF FARMLAND. NOT INVESTMENT RELATED. 2 HRS/WK, 0 DURING NORMAL TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-25 |
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