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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-09
CA RA APPROVED 2005-04-04
  • TX RA
    APPROVED
    Since 2016-03-09
  • CA RA
    APPROVED
    Since 2005-04-04

Branch Locations

17802 W Interstate 10, San Antonio, TX 78257 • United States

San Antonio, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 10/2003 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-01
  • S66 Uniform Combined State Law Examination
    2005-04-01
Other Names
  • Erin Ashley Lenihan

View on SEC IAPD

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