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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2009-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hanscom A F B | MA | 12/2008 | Present |
(1) 12/15/2008: NO BUSINESS NAME - INV REL - 13 WILLOW AVE., SALEM, MA 01970 - REAL ESTATE RENTAL - 5% OF TIME SPENT (2) 09/02/2016: coastal wealth partners - INV REL - 221 Essex street, 4th floor, salem, ma 01907 - DBA for LPL Business (entity for LPL business) - Start 09/01/2016 - 40 Hr/Mo; 40 Hour(s) During Securities Trading 3). 03/26/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:03/22/2019 - 3 hrs/mo - 2 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-23 |
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