Best Investors Account Sign in

Michael Scott Reiter

LPl Financial LLC

Swampscott, MA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2009-03-03
  • MA RA
    APPROVED
    Since 2009-03-03

Branch Locations

Swampscott, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hanscom A F B MA 12/2008 Present
Previous Registrations
Other Businesses

(1) 12/15/2008: NO BUSINESS NAME - INV REL - 13 WILLOW AVE., SALEM, MA 01970 - REAL ESTATE RENTAL - 5% OF TIME SPENT (2) 09/02/2016: coastal wealth partners - INV REL - 221 Essex street, 4th floor, salem, ma 01907 - DBA for LPL Business (entity for LPL business) - Start 09/01/2016 - 40 Hr/Mo; 40 Hour(s) During Securities Trading 3). 03/26/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:03/22/2019 - 3 hrs/mo - 2 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-13
S63 Uniform Securities Agent State Law Examination 1998-09-23
  • S65 Uniform Investment Adviser Law Examination
    2009-02-13
  • S63 Uniform Securities Agent State Law Examination
    1998-09-23

View on SEC IAPD

More in Swampscott, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor