Richard B Jones

Current Employers

Employment History

• 02/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 06/2011 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Other Businesses

I*42914 For profit or not for profit: Non-Profit Organization Name of outside business organization: Los Angeles Opera Investment related: No Address of business: Los Angeles, California 90012 Position, title, association: Director Start date of relationship: 12/1/2010 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Board member of the Los Angeles Opera. I donate money and go to board meetings. I*18861 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WEALTH ADVISORY E.A. INVESTMENT RELATED: NO ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90067 POSITION, TITLE, ASSOCIATION: OTHER, PARTNER START DATE OF RELATIONSHIP: NUMBER OF HOURS DEVOTED: 10 HRS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GENERAL PARTNER I*36831 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RICHARD JONES INVESTMENT RELATED: NO ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90020 POSITION, TITLE, ASSOCIATION: OTHER START DATE OF RELATIONSHIP: 11/3/2010 NUMBER OF HOURS DEVOTED: 20 HRS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENT OUR HOUSE OUT FOR TV COMMERCIALS AND FILMS ONCE OR TWICE A YEAR I*18856 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MUSIC CENTER LEADERSHIP COUNCIL INVESTMENT RELATED: NO ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90012 POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER START DATE OF RELATIONSHIP: 5/31/2006 NUMBER OF HOURS DEVOTED: 10 HRS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SUPPORTS EDUCATION PROGRAMS FOR THE MUSIC CENTER BOARD MEMBER/CHAIRMAN I*4085265 Entity Type: Fiduciary role Name of OBA: . B J. TTEE R. S J. TTEE U/A DTD 10/25/2001 Address: Los Angeles, California, 90024 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 03/18/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-Trustee

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-04
• S63 Uniform Securities Agent State Law Examination
  1999-02-24

Other Names

• Richard B Jones
• Richard Brian Jones