Bradford Thomas Tom

Current Employers

Employment History

• 01/2012 → 08/2017
  Lpl Financial Llc
  Honolulu, HI
• 08/2017 → Present
  Independent Financial Group
  Honolulu, HI

Previous Registrations

• 2012-01-23 → 2017-08-29
  Lpl Financial Llc
  Kapolei, HI
  Pearl City, HI
  Kailua Kona, HI
  Aiea, HI
  Honolulu, HI
  Mililani, HI
  Honolulu, HI
  Waipahu, HI
  Pearl City, HI
  Pearl City, HI
• 2011-02-07 → 2012-01-12
  Securities America Advisors, Inc.
  Honolulu, HI
• 2004-08-16 → 2011-02-15
  Bancwest Investment Services, Inc.
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI
  Aiea, HI
  Waikoloa, HI
  Honolulu, HI
  Kailua-Kona, HI
  Kealakekua, HI
  Honolulu, HI
  Waikoloa, HI

Other Businesses

(1) BRADFORD THOMAS TOM POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 8 START DATE: 08/23/2018 ADDRESS: 2101 Nuuanu Avenue #2404, Honolulu HI 96817, United States DESCRIPTION: HI INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. BRADFORD TOM POSITION: Co-owner and landlord. NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: 2334 Nuuanu Ave., Honolulu HI 96817, United States DESCRIPTION: Passive co-owner/landlord of a residential condominium rental. The property manager handles day-to-day management, tenant communications, leasing, rent, collections, and maintenance coordination. My duties are limited to owner-level oversight, communications with the property manager, approval of major decisions when needed, and receiving rental income. No securities/advisory or client-related activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-13
• S63 Uniform Securities Agent State Law Examination
  1998-09-01

Designations

Other Names

• Brad Tom