Roselyn Laurie Ann Antonio

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-24
HI	RA	APPROVED	2021-06-21

TX RA
APPROVED

Since 2021-06-24
HI RA
APPROVED

Since 2021-06-21

Branch Locations

1585 Kapiolani Blvd Ste 1775, Honolulu, HI 96814 • United States

98-1247 Kaahumanu St Suite 219, Aiea, HI 96701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mililani High School	Mililani	HI	10/1997	Present
Ameriprise Financial Services, Inc.	Honolulu	HI	06/2007	06/2021
Lpl Financial, Llc	Honolulu	HI	06/2021	Present

10/1997 → Present

Mililani High School

Mililani, HI
06/2007 → 06/2021

Ameriprise Financial Services, Inc.

Honolulu, HI
06/2021 → Present

Lpl Financial, Llc

Honolulu, HI

Previous Registrations

2021-03-09 → 2021-06-22

Ameriprise Financial Services, Llc

Honolulu, HI

Other Businesses

1) 1987 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - PACSTAR FINANCIAL GROUP - INVESTMENT RELATED - HONOLULU, HI 96814 2) 10/1997 - COACH - MILANI HIGH SCHOOL - 2HRS/MO DURING TRADING - NOT INVESTMENT RELATED - MILILANI, HI 96789 3) 7/12/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 7/10/2016 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-01

S66 Uniform Combined State Law Examination

2021-03-01

Other Names

Roselyn Laurieann Antonio

View on SEC IAPD