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1 North Wacker Drive Suite 4075, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-06 |
Branch Locations
1 North Wacker Drive Suite 4075, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc. | Camarillo | CA | 09/2016 | 06/2023 |
| Northlanding Financial Partners, Llc | Rochester | NY | 04/2013 | Present |
| Chicago Partners Investment Group Llc | Victor | NY | 06/2023 | Present |
H. Robert Bradley investment-related 90 Linden Oaks, Suite 220, Rochester, NY 14625 Insurance Agency Independent Insurance Agent, Sole Proprietor 07/17/2012 4 hours per month <1 hour per day during trading Sell Fixed Life and Annuities Veritas Planned Capital not investment-related 90 Linden Oaks, Suite 220, Rochester, NY 14625 Administrative Operations Owner 12/01/2009 0 hours per month 0 hours during trading no duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-24 |
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