Richard David Valenzi

Current Employers

Financial Zen

600 California Street 11Th Floor, San Francisco, CA 94108 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED_RES	2016-06-30

CA RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED_RES

Since 2016-06-30

Branch Locations

600 California Street 11Th Floor, San Francisco, CA 94108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Financial Zen Group, Inc.	San Francisco	CA	05/2016	Present

05/2016 → Present

The Financial Zen Group, Inc.

San Francisco, CA

Previous Registrations

2008-11-24 → 2016-05-02

Wells Fargo Clearing Services, Llc

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-21

S66 Uniform Combined State Law Examination

2008-11-21

Other Names

Richard Valenzi
Rick Valenzi

View on SEC IAPD

Current Employers

Financial Zen

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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