Best Investors Account Sign in
Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-10-21
MD RA APPROVED 2024-02-01
GA RA APPROVED 2022-08-22
NY RA APPROVED 2021-08-16
ME RA APPROVED 2019-09-09
NC RA APPROVED 2018-05-24
FL RA APPROVED 2017-03-15
OH RA APPROVED 2014-04-17
CO RA APPROVED 2014-04-11
SC RA APPROVED 2013-09-05
VT RA APPROVED 2011-12-22
MA RA APPROVED 2011-12-16
NH RA APPROVED 2011-12-14
RI RA APPROVED 2011-12-14
CT RA APPROVED 2011-12-01
  • VA RA
    APPROVED
    Since 2025-10-21
  • MD RA
    APPROVED
    Since 2024-02-01
  • GA RA
    APPROVED
    Since 2022-08-22
  • NY RA
    APPROVED
    Since 2021-08-16
  • ME RA
    APPROVED
    Since 2019-09-09
  • NC RA
    APPROVED
    Since 2018-05-24
  • FL RA
    APPROVED
    Since 2017-03-15
  • OH RA
    APPROVED
    Since 2014-04-17
  • CO RA
    APPROVED
    Since 2014-04-11
  • SC RA
    APPROVED
    Since 2013-09-05
  • VT RA
    APPROVED
    Since 2011-12-22
  • MA RA
    APPROVED
    Since 2011-12-16
  • NH RA
    APPROVED
    Since 2011-12-14
  • RI RA
    APPROVED
    Since 2011-12-14
  • CT RA
    APPROVED
    Since 2011-12-01

Branch Locations

Vernon, CT • United States

200 Summit Drive Suite 430, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Nashua NH 10/2011 Present
Agia Houston TX 12/2022 Present
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-28
S63 Uniform Securities Agent State Law Examination 2002-02-04
  • S65 Uniform Investment Adviser Law Examination
    2011-11-28
  • S63 Uniform Securities Agent State Law Examination
    2002-02-04
Other Names
  • James Erich Kaufmann

View on SEC IAPD

More in Vernon, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor