Corey David Lewis

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 10/2009 → Present
  Bank Of America, Na
  Scottsdale, AZ

Previous Registrations

• 2002-10-09 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

LEWIS FAMILY INSURANCE PARTNERSHIP, NORTH HOLLYWOOD, CA NINE ONE SIX ZERO FIVE; GENERAL PARTNER FOR FAMILY PARTNERSHIP WHICH IS FORMED BY FAMILY TO HOLD LIFE INSURANCE POLICIES FOR THE PARENTS. ACTIVITY IS NOT INVESTMENT RELATED, AGENT OF RECORD FOR LIFE INSURANCE PURCHASED THRU BAI. START DATE: June Fourth, Two-Thousand Nine; NO TIME SPENT ON ACTIVITYI*One One Nine Eight One OneFor profit or not for profit: For-Profit OrganizationName of outside business organization: Wilshire Precision ProductsInvestment related: NAddress of business:North Hollywood, California Nine One Six Zero FiveNature of business: S-Corp,Position, title, association: Family Held, Start date of relationship: December Twenty-Eighth, Two-Thousand EighteenNumber of hours devoted: Zero hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is a family business. WPP is a manufacturer of aircraft parts. I have a passive ownership with no responsibilities or tasks.I*1817347, Entity Type Entity For Profit, Name of OBA: ZDC, LLC Address: North Hollywood, California, 91605 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/03/2024 No Hours: 1 monthly No Hours during trading: 0 Duties: ZDC, LLC is being set up by me and my siblings to purchase real estate. The tenant will be our family company Wilshire Precision Products. My responsibility is to be the managing member. I will approve purchases, expenses, maintenance. There will no employees. I*3124298 Entity Type: Entity For Profit Name of OBA: R Avenue, LLC Address: North Hollywood, California Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/07/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: The LLC will be used to purchase and own an industrial building with my brother and sister, Zach Lewis and Dana Ullerich. We will lease the property out to the family business Wilshire Precision Products I will be the General Partner and Managing Member. My responsibilities will be to pay bills related to the property. Also will need to open a WCMA as an operating account

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-10
• S63 Uniform Securities Agent State Law Examination
  2000-04-03