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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-11-12 |
| TX | RA | APPROVED | 2008-11-07 |
Branch Locations
555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States
Gaviota, CA • United States
Tiburon, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Francisco | CA | 11/2008 | Present |
SELF PUBLISHING A CHILDREN'S BOOK / SELF PUBLISHING A CHILDRENS BOOK / 1 HILLCREST RD TIBURON , CA 94920 / AUTHOR / PRIVATELY HELD / START DATE 12/15/2011 - 12/31/2014 / 2 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-10 |
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