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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-18 |
| NJ | RA | APPROVED | 2017-03-20 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
44 South Broadway 11Th Floor, White Plains, NY 10601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Paramus | NJ | 02/2008 | 01/2017 |
| Morgan Stanley Smith Barney | Paramus | NJ | 06/2009 | 01/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2017 |
| Hightower Securities, Llc | New York | NY | 01/2017 | Present |
| Hightower Advisors, Llc | New York | NY | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-08 |
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