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111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-07-09 |
Branch Locations
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
Richfield, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2014 | 11/2019 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 03/2016 | 11/2019 |
| The Milwaukee Company | Thiensville | WI | 02/2023 | 03/2023 |
| Fidelity Investments | Covington | KY | 01/2023 | 02/2023 |
| Unemployed | Richfield | WI | 07/2022 | 12/2022 |
| Bleakley Financial Group | Fairfield | NJ | 12/2019 | 07/2022 |
| Northwestern Mutual | Milwaukee | WI | 01/1997 | 12/2019 |
| Matthew Heckmann | Middleton | WI | 03/2023 | 12/2024 |
| Northwestern Mutual Investment Services Llc | Middleton | WI | 03/2023 | 12/2024 |
| Apollon Wealth Management | Richfield | WI | 12/2024 | Present |
| Apollon Financial, Llc | Richfield | WI | 12/2024 | Present |
| Lpl Financial, Llc | Richfield | WI | 08/2025 | Present |
1)08/11/2025 - Robert J Ruelle - Real Estate Rental - Joint Owner - Inv Rel - Richfield, WI - Start: 02/16/2016 - 0 Hrs/Mth - 0 Hrs During Trading. 2)08/11/2025 - Apollon Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date:08/01/2025 - 160 Hrs/Mth - 40 Hrs During Trading. 3) 09/09/2025 - APOLLON FINANCIAL LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:08/04/2025 - 20 Hrs/Mth - 5 Hrs During Trading.I provide investment advisory services through APOLLON FINANCIAL LLC, an independent investment advisor firm. I started this business activity in 8/4/25. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 09/10/2025 - Apollon Financial LLC - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:08/01/2025 - 20 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-23 |
| S65 | Uniform Investment Adviser Law Examination | 2005-02-01 |
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