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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-21 |
Branch Locations
225 W Randolph St Ste 2000, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Andrea Koryn Williams | Chicago | IL | 03/2025 | 03/2025 |
| David Park | Schaumburg | IL | 05/2024 | 08/2024 |
| Unemployed | Orland Park | IL | 01/2024 | 04/2024 |
| Wrr Wealth Management | Oak Brook | IL | 04/2022 | 12/2023 |
| Afin Family Wealth Management | Oak Brook | IL | 06/2021 | 03/2022 |
| James Adrian | Naperville | IL | 05/2019 | 09/2019 |
| Unemployed | Orland Park | IL | 03/2019 | 05/2019 |
| Ameriprise Financial Services Philip Watson | Downers Grove | IL | 12/2018 | 02/2019 |
| Unemployed | Orland Park | IL | 09/2018 | 11/2018 |
| Bank Of America Merrill Edge | Rolling Meadows | IL | 09/2017 | 08/2018 |
| Bentron Financial Group | Downers Grove | IL | 01/2017 | 08/2017 |
| Cme Group | Chicago | IL | 10/2014 | 12/2016 |
| Northwestern Mutual Investment Services Llc | Naperville | IL | 07/2019 | 05/2021 |
| James Adrian | Naperville | IL | 07/2019 | 06/2021 |
| Equitable Advisors Llc | New York | NY | 03/2022 | 12/2023 |
| Jonathan Dickinson | Schaumberg | IL | 06/2024 | 08/2024 |
| Northwestern Mutual Investment Services Llc | Schaumberg | IL | 08/2024 | 12/2024 |
| Jonathan Dickinson | Schaumberg | IL | 10/2024 | 12/2024 |
| David C Park | Schaumberg | IL | 10/2024 | 12/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2021 | 03/2022 |
| Andrea Williams | Chicago | IL | 03/2025 | Present |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 03/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-24 |
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