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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-24
  • GA RA
    APPROVED
    Since 2025-06-24

Branch Locations

Brookhaven, GA • United States

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors Inc Johns Creek GA 02/2022 04/2022
World Financial Group Inc Johns Creek GA 01/2022 04/2022
Jpmorgan Chase Atlanta GA 10/2020 11/2022
Silverton Mortgage Atlanta GA 07/2019 10/2020
Neighborhood Assistance Corporation Of America Decatur GA 08/2018 07/2019
Tricia Mcintosh Design Llc Atlanta GA 06/2016 10/2020
Harry Norman Realtors Atlanta GA 07/2015 01/2017
Ubs Financial Services Inc Atlanta GA 11/2022 06/2025
Rbc Capital Markets, Llc Atlanta GA 06/2025 Present
  • 02/2022 → 04/2022
    Transamerica Financial Advisors Inc
    Johns Creek, GA
  • 01/2022 → 04/2022
    World Financial Group Inc
    Johns Creek, GA
  • 10/2020 → 11/2022
    Jpmorgan Chase
    Atlanta, GA
  • 07/2019 → 10/2020
    Silverton Mortgage
    Atlanta, GA
  • 08/2018 → 07/2019
    Neighborhood Assistance Corporation Of America
    Decatur, GA
  • 06/2016 → 10/2020
    Tricia Mcintosh Design Llc
    Atlanta, GA
  • 07/2015 → 01/2017
    Harry Norman Realtors
    Atlanta, GA
  • 11/2022 → 06/2025
    Atlanta, GA
  • 06/2025 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: TMI Media, LLC ADDRESS: 3408 Clairmont Rd NE, Ste. 567, Brookhaven, GA 30319 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational and promotional video creation START DATE: Feb 14, 2025 CAPACITY: Sole Proprietor DUTIES: Content creation and proprietorship HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-23
S63 Uniform Securities Agent State Law Examination 1998-07-23
  • S66 Uniform Combined State Law Examination
    2022-04-23
  • S63 Uniform Securities Agent State Law Examination
    1998-07-23
Other Names
  • Tricia Monique Browne

View on SEC IAPD

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